Results 1221 - 1230 of 1367 for advisors

Model Wealth Portfolios (MWP): Now a Unified Managed Account Platform

A major step in LPL’s journey to make MWP an unparalleled wealth management platform that enables you to serve all client types in one location.

Corporate Snapshot

Following are highlights of key financial performance metrics for LPL Financial Holdings, Inc. For complete financial information, including recent SEC filings, visit the Investor Relations section of LPL.com.

After Navigating Economic Hurdles, Small Businesses Find Place

“We are committed to enriching communities by supporting the economic developments that best serve them.” – Tim Carter, LPL Foundation President

LPL Financial Bank & Credit Union Financial Advisor Jobs

LPL Financial has investment programs located in banks and credit unions across the country looking for financial advisors. We'll get you in touch with an LPL recruiter who works with our partner financial institutions to help you find a great fit.

8 LPL Financial Program Managers Recognized Among Top in the Nation

LPL Financial is proud to announce that 8 of its bank and credit union program managers have been recognized among the 2019 Top 25 Program Managers published by BankInvestmentConsultant (BIC).

LPL Advocates for Protecting Senior Investors

It’s estimated that one in five Americans over the age of 65 has been victimized by financial fraud resulting in millions of dollars stolen each year. Senior investors are especially at risk for financial fraud or exploitation because of diminished capacity, isolation, disability...

LPL Financial Takes Action to Help Protect Investors’ Accounts Following Vendor Data Security Incident

On November 1, 2018, LPL received notice that a data security incident occurred at one of our vendor firms, Capital Forensics, Inc. (CFI). The incident affected a small number of the vendor’s customers, including LPL. Learn what LPL is doing to help protect our investors whose pe...

LPL Agrees to FINRA Settlement Over UGMA/UTMA Practices

Today, LPL agreed to a settlement with the Financial Industry Regulatory Authority (FINRA) on a matter primarily related to our systems and procedures related to Uniform Gifts to Minors Act (UGMA) and Uniform Transfers to Minors Act (UTMA) accounts.

LPL Financial Submits Comment Letter to the SEC

LPL Financial is committed to advocating for enhancements to the Securities and Exchange Commission’s Regulation Best Interest and related proposals.

Understanding the New Political Landscape

Today marks the swearing in of Donald Trump as the 45th President of the United States. Whether you are a Republican, Democrat, or Independent, one thing’s for sure, this inauguration is the culmination of a long, difficult presidential campaign.

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